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ISACA AAIA Exam Syllabus Topics:
Topic
Details
Topic 1
- AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
Topic 2
- Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.
Topic 3
- AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.
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ISACA Advanced in AI Audit Sample Questions (Q81-Q86):
NEW QUESTION # 81
A retail organization uses an AI model to forecast inventory based on customer purchasing trends and updates the model quarterly. The model recently failed to recognize a surge in demand during a popular shopping season. Which of the following issues does this situation BEST demonstrate?
- A. Lack of outlier checks in data affecting forecast accuracy
- B. Data drift impacting system forecasting
- C. Limited data set diversity impacting model training
- D. Overfitting issues due to a small training data set
Answer: B
NEW QUESTION # 82
Which of the following is the PRIMARY benefit of implementing a robust data governance framework specific to AI solutions in an organization?
- A. It accelerates AI implementation timelines by fully automating data preparation processes.
- B. It reduces the need for human oversight, ensuring seamless and autonomous data governance.
- C. It fosters adherence to industry regulations while minimizing the risk of data breaches and privacy violations.
- D. It focuses on enhancing the accuracy and reliability of AI model predictions.
Answer: C
NEW QUESTION # 83
An organization is using information gathered from customer accounts to train its AI chatbot. Which of the following is the GREATEST risk associated with this practice?
- A. Transparency
- B. AI model hallucinations
- C. AI bias
- D. Disclosure of personal information
Answer: D
NEW QUESTION # 84
Which of the following is the PRIMARY objective of AI governance?
- A. Defining clear roles and responsibilities for AI development, use, and oversight
- B. Ensuring controls over AI are designed well and operate effectively
- C. Implementing compliance and ethics controls for AI initiatives
- D. Promoting a positive return on investment (ROI) from AI projects
Answer: A
NEW QUESTION # 85
The GREATEST benefit of using AI auditing techniques over traditional methods is that AI auditing techniques can:
- A. eliminate the need for human intervention.
- B. ensure full compliance with regulations.
- C. identify complex data patterns.
- D. significantly reduce data bias.
Answer: C
NEW QUESTION # 86
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